Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Savoy is a financial professional with over 20 years of experience in the financial services industry. James has been registered with Equity Services, Inc. since February 2011 and has a strong track record of providing personalized financial advice and investment strategies. His expertise spans a range of financial services including financial planning, investment management, and retirement planning. James holds the Series 6, Series 22, Series 63, and SIE licenses. James has held previous positions at KCD Financial, Inc. in Dallas, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
02/16/2011 - Present
Equity Services, Inc. (MONTPELIER VT)
TX
07/26/2007 - 10/05/2009
KCD FINANCIAL, INC. (DALLAS TX)
TX
10/04/2004 - 10/30/2006
KCD FINANCIAL, INC. (DALLAS TX)
VT
03/23/2000 - 10/21/2003
EQUITY SERVICES, INC. (MONTPELIER VT)
BC
Issued 03/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2005
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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