Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Rohrbaugh is a financial advisor with over 15 years of experience in the industry. James is currently registered with &partners and holds Series 7, 9, 10, 66, and SIE licenses. Prior to joining &partners, James worked for WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC. James specializes in providing financial advice to individuals and corporations and has experience in portfolio management for businesses and individuals, financial planning, and pension consulting. &partners is a registered investment advisor with over 174 investment advisor representatives and manages over $1 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
MO
03/07/2024 - Present
&partners (ST. LOUIS MO)
MO
02/02/2012 - 02/23/2024
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
08/13/2014 - 05/13/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
02/26/2009 - 01/26/2012
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 05/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/15/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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