Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Reynolds is a registered representative at Foreside Fund Services, LLC. He is a licensed securities professional in South Carolina, holding Series 66 and 63 licenses and has a long history in the financial industry, having worked for several financial institutions including Deutsche Bank Securities Inc., Citigroup Global Markets Inc. and Pioneer Funds Distributor, Inc. James has extensive experience in the Investment Banking sector, with relevant expertise in registered representative functions. He holds a Series 79TO, Series 79, Series 7 licenses and has recently passed the Registered Options Principal Examination (Series 4) and the Investment Banking Registered Representative Examination (Series 79TO). James Edward Reynolds currently works out of the Charleston, SC office of Foreside Fund Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SC
07/13/2023 - Present
Foreside Fund Services, LLC (Charleston SC)
VA
10/15/2019 - 07/27/2021
HARRIS WILLIAMS (RICHMOND VA)
NY
06/24/2017 - 09/13/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/25/2013 - 07/17/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
04/03/2012 - 01/22/2013
PIONEER FUNDS DISTRIBUTOR, INC. (MIAMI FL)
FL
09/03/2010 - 03/14/2012
STANCHART SECURITIES INTERNATIONAL, INC. (MIAMI FL)
BOTH
Issued 09/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2023
Series 4 - Registered Options Principal Examination
BC
Issued 08/12/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/09/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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