Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Port is a registered representative with Broadridge Business Process Outsourcing, LLC. James has been in the securities industry since October 28, 1994, and holds multiple licenses and certifications, including Series 7, 9, 10, 14, 24, 31, 55, 57TO, 63, 65, 99TO and SIE. James has previously worked with Ridge Clearing & Outsourcing Solutions, Inc., First Montauk Securities Corp., Coleman & Company Securities, Inc., J.W. Barclay & Co., Inc., Paragon Capital Corporation, LT Lawrence & Co., Inc., Prudential Securities Incorporated and Gruntal & Co. Incorporated. James is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/10/2013 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NJ
04/19/2007 - 06/01/2012
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (JERSEY CITY NJ)
NJ
02/26/2001 - 04/19/2007
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
03/03/1997 - 12/22/2000
COLEMAN & COMPANY SECURITIES, INC. (NEW YORK NY)
NJ
02/20/1996 - 02/24/1997
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
NJ
11/02/1995 - 02/09/1996
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
NY
01/16/1995 - 09/19/1995
LT LAWRENCE & CO., INC. (NEW YORK NY)
NY
04/25/1994 - 01/30/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/17/1993 - 05/02/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
Issued 09/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/1997
Series 4 - Registered Options Principal Examination
BC
Issued 07/25/1997
Series 14 - Compliance Officer Examination
BC
Issued 04/30/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/03/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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