Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Phelps is a financial advisor with over 13 years of experience in the industry. James is registered with the state of Missouri and Texas as an Investment Advisor Representative. James Phelps currently works with &partners, LLC a financial firm with $1 billion - $10 billion in assets under management. James previously worked with SAXONY SECURITIES, INC., SCOTTRADE, INC. and EDWARD JONES. James holds the Series 7, Series 24, Series 66, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
09/05/2024 - Present
&partners (NASHVILLE TN)
MO
07/23/2018 - 05/31/2023
SAXONY SECURITIES, INC. (ST. LOUIS MO)
MO
08/04/2011 - 03/09/2018
SCOTTRADE, INC. (ST. LOUIS MO)
MO
05/18/2009 - 06/27/2011
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 09/01/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 03/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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