Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Pede is a financial advisor with Cetera Investment Advisers LLC. James has been in the financial industry since 1983. James is registered with FINRA and is licensed in multiple states. James has experience in providing financial planning, pension consulting, educational seminars, and selection of other advisers. James has held registrations with several firms over the years, including First Allied Securities, Inc., FFP Securities, Inc., CUNA Brokerage Services, Inc., and Century Investors of America, Inc. James is also a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
11/01/2022 - Present
Cetera Investment Advisers LLC (WEST DES MOINES IA)
IA
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (WEST DES MOINES IA)
IA
01/16/1998 - 05/30/2008
FFP SECURITIES, INC. (WEST DES MOINES IA)
IA
10/30/1993 - 01/09/1998
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
11/10/1983 - 10/29/1993
CENTURY INVESTORS OF AMERICA, INC.
IA
Issued 9/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 3/3/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/5/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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