Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Pede is a financial advisor with Cetera Investment Advisers LLC. James Edward Pede has been in the financial services industry for over 40 years. James Edward Pede is a Certified Financial Planner and a Chartered Financial Consultant. He is registered with the state of Iowa and Texas. James Edward Pede has a wide range of experience in the financial services industry, including insurance, banking, and investments. He has worked with a variety of clients, including individuals, families, businesses, and institutions. James Edward Pede is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
11/01/2022 - Present
Cetera Investment Advisers LLC (WEST DES MOINES IA)
IA
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (WEST DES MOINES IA)
IA
01/16/1998 - 05/30/2008
FFP SECURITIES, INC. (WEST DES MOINES IA)
IA
10/30/1993 - 01/09/1998
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
11/10/1983 - 10/29/1993
CENTURY INVESTORS OF AMERICA, INC.
IA
Issued 09/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/05/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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