Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Neidenbach is a financial advisor with Fidelity Brokerage Services LLC. James has been in the financial industry since July 11, 2008. James has a Series 63 and Series 7 license, as well as a SIE certification. James has been with Fidelity Brokerage Services LLC since February 7, 2011. Prior to that, James worked for Fidelity Brokerage Services LLC in various roles from August 5, 2004 to June 26, 2008. James has a strong background in the financial industry and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
02/07/2011 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
03/28/2008 - 06/26/2008
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
OH
04/04/2007 - 06/12/2007
FIDELITY BROKERAGE SERVICES LLC (CINCINATTI OH)
OH
08/05/2004 - 09/22/2006
FIDELITY BROKERAGE SERVICES LLC (BLUE ASH OH)
BC
Issued 08/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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