Unclaimed
James Edward Nachtigal is a registered representative with Northwestern Mutual Investment Services, LLC. James has been in the financial services industry since March 16, 2021. He is licensed to provide securities-related services in 37 states and holds a Series 7TO, Series 63, and SIE license. James is located in Colorado Springs, CO and is associated with the Colorado Springs branch office of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
03/17/2021 - Present
Northwestern Mutual Investment Services, LLC (COLORADO SPGS CO)
BC
Issued 03/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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