Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Mounier is an Investment Advisor Representative at Charles Schwab & Co., Inc. James Edward Mounier has been in the industry since September 2020 and holds the Series 7, Series 66 and SIE exams. James Edward Mounier is registered in Alabama, Georgia, North Carolina, Utah, Virginia and Wyoming. James Edward Mounier also has prior experience at TD Ameritrade, Inc. James Edward Mounier's specializations include retirement planning and mutual funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
GA
11/06/2020 - Present
Charles Schwab & CO., Inc. (Sandy Springs GA)
AL
02/10/2023 - 12/31/2023
TD AMERITRADE, INC. (BIRMINGHAM AL)
BOTH
Issued 11/06/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2020
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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