Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Morton is an individual advisor with over 35 years of experience in the financial services industry. James is currently registered with American Portfolios Financial Services, Inc. James has a proven track record of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise. James is a licensed broker and investment advisor, and holds the Series 63, Series 24, Series 6TO, Series 7 and SIE licenses. James is registered in the states of Arizona, Florida, Maine, and Ohio. James has previously been registered with Questar Capital Corporation, ProEquities, Inc., Mariner Financial Services, Inc., Main Street Management Company, Anchor Management Group, Inc., Anchor National Financial Services, Inc., Hanifen, Imhoff Securities Corp. and Graystone Nash, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/14/2007 - Present
American Portfolios Financial Services, Inc. (INDIATLANTIC FL)
FL
05/24/2006 - 03/15/2007
QUESTAR CAPITAL CORPORATION (INDIALANTIC FL)
FL
07/02/1997 - 06/15/2006
PROEQUITIES, INC. (INDIALANTIC FL)
FL
04/23/1992 - 07/23/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
MA
03/17/1992 - 05/06/1992
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
FL
11/02/1989 - 03/10/1992
ANCHOR MANAGEMENT GROUP, INC. (MELBOURNE FL)
NA
02/03/1989 - 10/21/1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
01/06/1989 - 01/31/1989
HANIFEN, IMHOFF SECURITIES CORP.
NA
03/23/1988 - 01/18/1989
GRAYSTONE NASH, INC.
BC
Issued 06/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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