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James Edward Meeks

Northwestern Mutual Investment Services, LLC

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About James Edward Meeks

James Edward Meeks, Jr. is an investment advisor representative and a registered representative with Northwestern Mutual Investment Services, LLC based in Memphis, TN. James Meeks has been in the financial services industry for over 30 years, joining Northwestern Mutual in 1985. James Meeks holds a Series 6, 7, 9, 10, 12, 63, 65, 99 and SIE license. He is licensed in 51 states and the District of Columbia and registered with the Financial Industry Regulatory Authority (FINRA). James Meeks was previously registered with Robert W. Baird & Co. Incorporated.

Firm Information

James Meeks is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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James Meeks’s Registration & Firm History

TN

07/01/2009 - Present

Northwestern Mutual Investment Services, LLC (MEMPHIS TN)

WI

01/09/1990 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 12/30/2003

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/02/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/09/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/25/1997

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2001

Series 7 - General Securities Representative Examination

BC

Issued 05/09/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Edward Meeks.
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