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James Edward McVeigh

Clarksons Securities, Inc.

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About James Edward McVeigh

James Edward McVeigh is a securities professional with over 13 years of experience in the industry. James is currently registered with Clarksons Securities, Inc. and has held previous positions at NASDAQ EXECUTION SERVICES, LLC, CREDIT SUISSE SECURITIES (USA) LLC, BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., and J.P. MORGAN SECURITIES INC. James holds a variety of licenses including Series 7, 63, 55, 57, and 99. James is registered in 17 states and is also a member of FINRA.

Firm Information

James McVeigh is currently registered with Clarksons Securities, Inc.. Clarksons Securities, Inc. is a Corporation that was formed on September 15, 1992. The firm is registered with the SEC and in 17 states.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James McVeigh’s Registration & Firm History

NY

01/18/2022 - Present

Clarksons Securities, Inc. (NEW YORK NY)

NY

01/25/2018 - 10/27/2020

NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)

NY

10/18/2010 - 02/21/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

09/22/2008 - 08/06/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

02/27/2007 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

11/01/2004 - 03/18/2005

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/16/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/26/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGA Exchange, Inc.

F

FINRA

Disclosures

There are no public disclosures for James Edward McVeigh.
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