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James Edward McIntire

Pruco Securities, LLC

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About James Edward McIntire

James McIntire is a registered representative with Pruco Securities, LLC based in Marlborough, MA. James has been in the securities industry since 2023. James has passed the Series 7TO and SIE exams, as well as the Uniform Combined State Law Examination (Series 66).

Firm Information

James McIntire is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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James McIntire’s Registration & Firm History

MA

03/12/2024 - Present

Pruco Securities, LLC (MARLBOROUGH MA)

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Licenses & Designations

BOTH

Issued 06/24/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/12/2024

Series 7TO - General Securities Representative Examination

BC

Issued 07/15/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Edward McIntire. Review regulatory record here.
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