Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward McGathey is an active registered investment advisor representative with Avantax Advisory Services. James has been in the financial industry since January 1998. James is a licensed investment advisor representative in Florida and a registered representative in Florida and Georgia. James has a Series 6, 7, and 63 licenses as well as the SIE and Series 65 exams. In addition to Avantax Advisory Services, James is also the owner and sole proprietor of James McGathey CPA, a tax preparation and accounting firm. James may also sell variable annuities, fixed annuities, any/all types of index annuities, and variable insurance. James's areas of expertise include financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
09/28/2009 - Present
Avantax Advisory Services (DALLAS TX)
FL
01/09/2008 - 08/11/2009
SYMETRA INVESTMENT SERVICES, INC. (SEMINOLE FL)
FL
05/19/2003 - 02/22/2008
H.D. VEST INVESTMENT SERVICES (TREASURE ISLAND FL)
KS
07/27/1998 - 05/28/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
TX
01/09/1998 - 07/27/1998
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 02/04/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James McGathey is the right advisor for you? Invested Better is here to help.
