Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matol is an investment advisor representative registered with TIAA-CREF Individual & Institutional Services, LLC and has been in the industry since 1984. James has experience at multiple firms, including UBS Financial Services Inc., AXA Advisors, LLC, and Financial Network Investment Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NJ
08/28/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Iselin NJ)
NJ
05/24/2004 - 12/19/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/09/2000 - 03/04/2004
AXA ADVISORS, LLC (NEW YORK NY)
CA
01/01/1992 - 05/11/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
01/03/1989 - 01/01/1992
CHRIS SECURITIES INC.
MA
09/20/1985 - 02/08/1989
MANEQUITY, INC. (BOSTON MA)
NA
02/22/1983 - 08/26/1985
CIGNA SECURITIES, INC.
BOTH
Issued 06/30/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/17/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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