Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Manley is a financial advisor registered with Atlantic - Pacific Capital, Inc. James Manley has been in the securities industry since 1992. James Manley has a Series 7, Series 63, and Series 39 license. Atlantic - Pacific Capital, Inc. is based in Stamford, CT and is a registered broker dealer. James Manley is currently registered in 51 states and the District of Columbia. James Manley was previously registered with Prudential-Bache Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/26/1995 - Present
Atlantic - Pacific Capital, Inc. (Stamford CT)
NY
09/28/1987 - 06/10/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
10/23/1985 - 09/28/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 06/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/1995
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Manley is the right advisor for you? Invested Better is here to help.
