linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Edward Mangines

Brean Capital, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Edward Mangines

James Edward Mangines is a financial advisor with over 30 years of experience in the financial services industry. James is currently registered with Brean Capital, LLC and is licensed to conduct business in Connecticut, Florida and New York. James has previously been employed by Gleacher & Company Securities, Inc., SMH Capital Inc., Descap Securities, Inc., Ormes Capital Markets, Inc., Drexel Burnham Lambert Government Securities Inc., Drexel Burnham Lambert Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch, Pierce, Fenner & Smith, Inc.

Firm Information

James Mangines is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Mangines’s Registration & Firm History

NY

05/25/2012 - Present

Brean Capital, LLC (NEW YORK NY)

NY

10/16/2008 - 06/14/2012

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

CT

04/01/2008 - 10/17/2008

SMH CAPITAL INC. (GREENWICH CT)

NY

11/02/1994 - 08/03/2007

DESCAP SECURITIES, INC. (NEW YORK NY)

NY

08/11/1997 - 03/29/2000

ORMES CAPITAL MARKETS, INC. (NEW YORK NY)

NA

07/25/1987 - 04/07/1990

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

NA

04/02/1985 - 07/13/1989

DREXEL BURNHAM LAMBERT INCORPORATED

NA

12/06/1982 - 04/22/1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

06/25/1975 - 12/11/1977

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Not sure if James Edward Mangines is right for you?

Licenses & Designations

BC

Issued 11/01/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/23/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/26/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Edward Mangines.
Not sure if James Edward Mangines is right for you?