Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lewis is a financial advisor with over 19 years of experience in the financial services industry. James is currently registered with Cambridge Investment Research Advisors, Inc. He has also previously been registered with Raymond James & Associates, Inc., LPL Financial LLC, and Symetra Investment Services, Inc. James holds several licenses and certifications, including the Series 6, 7, 24, 26, 63, and 66. He also holds the Chartered Financial Consultant designation. James provides a wide range of financial services to individuals, businesses, and retirement plans, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
08/23/2023 - Present
Cambridge Investment Research Advisors, Inc. (Atlanta GA)
FL
05/06/2022 - 08/29/2023
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
CA
03/19/2008 - 04/09/2021
LPL FINANCIAL LLC (SAN DIEGO CA)
WA
09/01/2003 - 02/29/2008
SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)
BOTH
Issued 07/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/14/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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