Unclaimed
James Layton is a financial advisor with Truist Investment Services, Inc. James has been in the financial services industry since 2014. James holds the Series 7 and SIE licenses. James is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
02/17/2021 - Present
Truist Investment Services, Inc. (RICHMOND VA)
VA
02/23/2021 - 06/29/2021
BB&T SECURITIES, LLC (RICHMOND VA)
VA
10/16/2014 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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