Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kiley is a financial advisor registered with Fidelity Personal and Workplace Advisors. James has been working in the financial industry since 2009 and has been a registered representative since 2001. James is licensed to provide financial advice in all states of the United States and can assist clients with financial planning, portfolio management, selection of other advisors, and educational seminars. James has previously worked with several firms including Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/02/2021 - Present
Fidelity Personal AND Workplace Advisors (GREENACRES FL)
FL
02/12/2015 - 04/16/2021
WELLS FARGO CLEARING SERVICES, LLC (DELRAY BEACH FL)
FL
08/18/2011 - 01/05/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JUPITER FL)
FL
11/23/2009 - 11/22/2010
CHASE INVESTMENT SERVICES CORP. (BOYNTON BEACH FL)
FL
07/07/2008 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
NY
02/27/2002 - 09/16/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/18/2001 - 01/28/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/29/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/14/2001
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure James Kiley is the right advisor for you? Invested Better is here to help.
