Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Kerr is a registered representative with Smbc Nikko Securities America, Inc. James is licensed to sell securities in 51 states. James has been in the financial industry since 2008. James's previous experience includes Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chase Investment Services Corp. and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/25/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/13/2016 - 06/28/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AZ
12/05/2008 - 01/12/2010
CHASE INVESTMENT SERVICES CORP. (SCOTTSDALE AZ)
AZ
08/19/2008 - 09/04/2008
FIRST INVESTORS CORPORATION (PHOENIX AZ)
BC
Issued 08/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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