Unclaimed
James Edward Joyce is a registered representative with TP Icap Global Markets Americas LLC. James has been in the securities industry since April 24, 2007. James holds a Series 63, Series 7, and SIE license. James is currently registered with the states of New Jersey and New York. James previously worked at ICAP Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
04/25/2007 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 12/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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