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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Johnson is a financial advisor associated with Wells Fargo Advisors Financial Network, LLC. James has been in the industry for over 30 years and is currently registered in 52 states and the District of Columbia. His primary focus is in providing financial planning, portfolio management, and investment consulting services to individuals, corporations, and institutional clients. James also holds a Series 65 license, which allows him to provide investment advice as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
03/15/2023 - Present
Wells Fargo Advisors Financial Network, LLC (BOULDER CO)
CO
12/23/2009 - 01/23/2023
WELLS FARGO CLEARING SERVICES, LLC (BOULDER CO)
OH
11/30/2005 - 10/30/2009
WELLS FARGO ADVISORS, LLC (CHAGRIN FALLS OH)
OH
07/15/2002 - 09/30/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
RI
09/27/1993 - 07/19/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
03/22/1988 - 02/25/1991
PAINEWEBBER INCORPORATED
NA
05/07/1987 - 01/07/1988
WASHINGTON NATIONAL EQUITY COMPANY
IA
Issued 07/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/21/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/25/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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