Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Ives is a financial advisor with Purshe Kaplan Sterling Investments. James has been in the financial industry since 1985. James holds Series 7 and Series 63 licenses. James is registered in 11 states, including California, Colorado, Georgia, Michigan, Ohio, Oregon, South Dakota, Tennessee, Texas, Utah, and Wyoming. James is also registered with FINRA and the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/02/2024 - Present
Purshe Kaplan Sterling Investments (Cerritos CA)
CA
05/21/1985 - 12/31/2023
CETERA ADVISOR NETWORKS LLC (CERRITOS CA)
BC
Issued 02/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Ives is the right advisor for you? Invested Better is here to help.
