Unclaimed
James Hughes is a financial advisor with Dominion Portfolio Management, Inc. in Jasper, Texas, James has been in the industry since February 11, 1998. James holds the Series 6, 7, 63, and 66 licenses, as well as the SIE exam. James has experience with Dominion Investor Services, Inc., Summit Brokerage Services, Inc., VSR Financial Services, Inc., SunAmerica Securities, Inc., NYLIFE Securities Inc., and PFS Investments Inc. James is also licensed in Louisiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
06/26/2017 - Present
Dominion Portfolio Management, Inc. (JASPER TX)
TX
06/26/2017 - 07/20/2023
DOMINION INVESTOR SERVICES, INC. (JASPER TX)
TX
09/01/2016 - 06/30/2017
SUMMIT BROKERAGE SERVICES, INC. (JASPER TX)
TX
09/02/2016 - 11/02/2016
VSR FINANCIAL SERVICES, INC. (JASPER TX)
TX
07/29/2005 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (JASPER TX)
AZ
03/26/2001 - 07/18/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
02/26/1998 - 03/16/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
GA
11/06/1997 - 12/08/1997
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 09/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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