Unclaimed
James Edward Hodapp is a financial professional with over 40 years of experience in the industry. James is currently registered with Sami Brokerage LLC in Stamford, Connecticut. James has held previous positions with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC.. James holds a variety of licenses and registrations including Series 7, 24, 55, 57TO and SIE. James is registered with the following states: Connecticut, Florida, Georgia, Illinois, Iowa, Minnesota, New York, Pennsylvania and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/03/2015 - Present
Sami Brokerage LLC (STAMFORD CT)
MT
01/01/2008 - 11/30/2015
WELLS FARGO ADVISORS, LLC (BOZEMAN MT)
MO
09/23/1982 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 11/11/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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