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James Edward Hodapp

Sami Brokerage LLC

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About James Edward Hodapp

James Edward Hodapp is a financial professional with over 40 years of experience in the industry. James is currently registered with Sami Brokerage LLC in Stamford, Connecticut. James has held previous positions with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC.. James holds a variety of licenses and registrations including Series 7, 24, 55, 57TO and SIE. James is registered with the following states: Connecticut, Florida, Georgia, Illinois, Iowa, Minnesota, New York, Pennsylvania and Wisconsin.

Firm Information

James Hodapp is currently registered with Sami Brokerage LLC. Sami Brokerage LLC is a Limited Liability Company formed in November 2018 and approved to operate in 18 states, including California, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kentucky, Minnesota, Mississippi, Nebraska, New York, Pennsylvania, Texas, Virginia, Wisconsin, and Wyoming. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Hodapp’s Registration & Firm History

CT

12/03/2015 - Present

Sami Brokerage LLC (STAMFORD CT)

MT

01/01/2008 - 11/30/2015

WELLS FARGO ADVISORS, LLC (BOZEMAN MT)

MO

09/23/1982 - 01/03/2008

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 11/11/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/21/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/18/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Edward Hodapp.
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