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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Hearns is an investment advisor representative with Cetera Investment Advisers LLC. James has been working in the financial services industry since 1967. James has a wide range of experience in the financial services industry, including working with individuals, businesses, and institutions. James is registered to provide investment advice in Arizona, Florida, Illinois, Missouri, North Dakota, Texas, Washington and Wisconsin. James is also a registered principal with Cetera Investment Advisers LLC. James offers a variety of financial services, including financial planning, portfolio management, and retirement planning. James also provides tax planning and accounting services through James E. Hearns & Associates LLC. James is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/29/2023 - Present
Cetera Investment Advisers LLC (NAPLES FL)
IL
09/01/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (NEW LENOX IL)
IL
06/14/1985 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (NEW LENOX IL)
NA
03/23/1976 - 05/15/1984
WZW FINANCIAL SERVICES, INC.
NA
06/08/1979 - 08/31/1979
TITAN CAPITAL CORPORATION
NA
07/11/1973 - 03/25/1976
M. H. DECKARD & CO., INC.
NA
10/26/1967 - 07/12/1974
METROPOLITAN SECURITIES CORP
IA
Issued 10/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/12/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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