Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Hearns is a financial professional with over 50 years of experience in the industry. James is currently registered with Cetera Investment Advisers LLC, and has been with the firm since 2023. James has worked with several other firms throughout his career, including Summit Brokerage Services, Inc., VSR Financial Services, Inc., and WZW Financial Services, Inc. James holds a Series 65, 63, 24, 40, 7TO, SIE, and Series 1 licenses. James specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. James also provides tax planning and accounting services through his DBA, James E. Hearns and Associates LLC.
NAPLES, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/29/2023 - Present
Cetera Investment Advisers LLC (NAPLES FL)
IL
09/01/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (NEW LENOX IL)
IL
06/14/1985 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (NEW LENOX IL)
NA
03/23/1976 - 05/15/1984
WZW FINANCIAL SERVICES, INC.
NA
06/08/1979 - 08/31/1979
TITAN CAPITAL CORPORATION
NA
07/11/1973 - 03/25/1976
M. H. DECKARD & CO., INC.
NA
10/26/1967 - 07/12/1974
METROPOLITAN SECURITIES CORP
IA
Issued 10/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/14/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 6/12/1978
Series 40 - Registered Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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