Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hatton is an investment advisor representative currently associated with LPL Financial LLC in Brecksville, Ohio. James has been in the securities industry for over 39 years and has previously held positions at several financial institutions, including SII Investments, Inc., Walnut Street Securities, Inc., Vestax Securities Corporation, MML Investors Services, Inc., and Massachusetts Mutual Life Insurance Company. James holds a Series 63 and Series 65 license. James also has a Series 22, Series 6, and SIE exam. James is registered in Arizona, Florida, Massachusetts, Ohio, Texas, and West Virginia. James specializes in insurance, variable annuities, mutual funds, fixed income, and retirement planning. James also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
07/08/2022 - Present
LPL Financial LLC (BRECKSVILLE OH)
OH
02/14/2018 - 07/05/2022
LPL FINANCIAL LLC (Brecksville OH)
NY
05/24/2022 - 06/10/2022
EQUITABLE ADVISORS, LLC (NEW YORK NY)
OH
10/19/2010 - 02/14/2018
SII INVESTMENTS, INC. (Brecksville OH)
OH
06/01/1987 - 10/22/2010
WALNUT STREET SECURITIES, INC. (CLEVELAND OH)
NA
12/11/1984 - 06/08/1987
VESTAX SECURITIES CORPORATION
NA
11/14/1983 - 01/07/1985
MML INVESTORS SERVICES, INC.
NA
10/20/1983 - 01/07/1985
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
IA
Issued 05/16/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/19/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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