Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harris is a financial advisor in Abilene, Texas. James is a registered representative of Wells Fargo Clearing Services, LLC and has been in the industry since February 20, 2002. James has a wide range of experience, including working with Ameriprise Financial Services, Inc., and PURSHE KAPLAN STERLING INVESTMENTS. James provides a variety of financial services, including financial planning, investment consulting services to institutional clients, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/14/2017 - Present
Wells Fargo Clearing Services, LLC (ABILENE TX)
TX
03/23/2016 - 08/08/2017
PURSHE KAPLAN STERLING INVESTMENTS (Stephenville TX)
TX
10/14/2014 - 03/11/2016
AMERIPRISE FINANCIAL SERVICES, INC. (STEPHENVILLE TX)
IN
10/01/1999 - 11/11/1999
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
BC
Issued 09/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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