Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Gunter is an investment advisor representative with Anchor Capital, located in Aliso Viejo, California. James has been in the financial services industry since May 8, 1990. Prior to joining Anchor Capital, James has worked with MML INVESTORS SERVICES, LLC, FORESTERS FINANCIAL SERVICES, INC., HENNION & WALSH, INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC., CITCO MUTUAL FUND DISTRIBUTORS, INC., PHOENIX EQUITY PLANNING CORPORATION, NEW ENGLAND FUNDS, L.P., ALLIANCE FUND DISTRIBUTORS, INC., EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. James has a Series 7, Series 63, Series 65, and SIE license. James is registered to provide investment advisory services in California and Ohio. James currently manages $389,745,910 in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Flat fee
1
2
CA
05/03/2021 - Present
Anchor Capital (ALISO VIEJO CA)
VA
11/29/2019 - 03/26/2021
MML INVESTORS SERVICES, LLC (Glen Allen VA)
NJ
08/21/2018 - 09/27/2019
FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)
NJ
04/11/2016 - 08/10/2018
HENNION & WALSH, INC. (PARSIPPANY NJ)
NY
09/08/2004 - 02/11/2016
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
PA
04/26/2004 - 09/03/2004
CITCO MUTUAL FUND DISTRIBUTORS, INC. (MALVERN PA)
CT
07/23/1998 - 12/12/2002
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
MA
06/28/1996 - 07/06/1998
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
TN
02/20/1992 - 07/10/1996
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NY
05/25/1988 - 01/24/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/25/1988 - 01/24/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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