Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Grefenstette is a registered representative with Northwestern Mutual Investment Services, LLC. James is active in both the broker-dealer and investment advisor channels and holds Series 7, 7TO, 63, and 66 licenses. James joined Northwestern Mutual Investment Services, LLC in 2013 and has experience in the financial services industry since 2015. James is located in Irvine, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
11/05/2019 - Present
Northwestern Mutual Investment Services, LLC (IRVINE CA)
PA
04/15/2013 - 07/03/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PITTSBURGH PA)
BC
Issued 12/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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