Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Graham is an investment advisor representative associated with Captrust. James has been in the industry since 1984. James is registered to provide investment advice in Florida. James has previously been affiliated with CAPFINANCIAL SECURITIES, LLC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, RAYMOND JAMES & ASSOCIATES, INC., F & G SECURITIES, INC. and WADDELL & REED, INC. James holds Series 6, 7, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
07/18/2017 - Present
Captrust (Tampa FL)
FL
08/28/2017 - 09/06/2023
CAPFINANCIAL SECURITIES, LLC. (Tampa FL)
FL
02/11/2005 - 06/14/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (TAMPA FL)
FL
10/13/1992 - 02/11/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
08/07/1990 - 10/16/1992
F & G SECURITIES, INC.
NA
09/25/1984 - 03/20/1985
WADDELL & REED, INC.
BC
Issued 11/25/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1992
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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