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James Edward Galloway

PNC Investments

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About James Edward Galloway

James Galloway is a financial advisor with PNC Investments. James has been in the industry since 2004 and has experience working with a variety of clients including individuals, corporations, and retirement plans.

Firm Information

James Galloway is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Galloway’s Registration & Firm History

GA

08/25/2023 - Present

PNC Investments (MABLETON GA)

FL

01/10/2014 - 08/11/2022

WELLS FARGO CLEARING SERVICES, LLC (JUPITER FL)

FL

11/13/2009 - 01/13/2014

PNC INVESTMENTS (JUPITER FL)

FL

07/23/2007 - 11/13/2009

NATCITY INVESTMENTS, INC. (JUPITER FL)

FL

04/02/2007 - 07/24/2007

MORGAN STANLEY & CO., INCORPORATED (NORTH PALM BEACH FL)

FL

08/31/2004 - 04/02/2007

MORGAN STANLEY DW INC. (NORTH PALM BEACH FL)

GA

11/03/2003 - 09/03/2004

WELLSTONE SECURITIES, LLC (CUMMING GA)

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Licenses & Designations

IA

Issued 10/29/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/06/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 10/05/2004

Series 7 - General Securities Representative Examination

BC

Issued 11/01/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for James Edward Galloway. Review regulatory record here.
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