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James Edward Friddell

Pruco Securities, LLC

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About James Edward Friddell

James Edward Friddell is a financial professional with over 18 years of experience in the industry. James is currently registered with Pruco Securities, LLC. James is also a Certified Financial Planner. James has previously worked at MML INVESTORS SERVICES, LLC, UBS FINANCIAL SERVICES INC., and FIRST COMMAND FINANCIAL PLANNING, INC. James specializes in Retirement Planning, College Savings Plans, and Investment Advice. James is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

James Friddell is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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James Friddell’s Registration & Firm History

MO

08/22/2022 - Present

Pruco Securities, LLC (Platte City MO)

MO

01/20/2011 - 08/23/2022

MML INVESTORS SERVICES, LLC (Platte City MO)

VA

03/02/2005 - 01/21/2011

UBS FINANCIAL SERVICES INC. (VIRGINIA BEACH VA)

TX

04/21/2004 - 01/18/2005

FIRST COMMAND FINANCIAL PLANNING, INC. (FORT WORTH TX)

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Licenses & Designations

BOTH

Issued 03/15/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/23/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2005

Series 7 - General Securities Representative Examination

BC

Issued 04/20/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Edward Friddell.
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