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James Edward Franklin

Symetra Securities, Inc.

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About James Edward Franklin

James Edward Franklin is a registered representative with Symetra Securities, Inc. James has been in the financial services industry since February 1, 1991. James is licensed in Florida, Georgia, Louisiana, New Mexico, Pennsylvania, Texas, Virginia, Washington and Wisconsin. James holds Series 7, Series 63 and SIE licenses.

Firm Information

James Franklin is currently registered with Symetra Securities, Inc.. Symetra Securities, Inc. is a corporation formed in August 1967 and is approved in all 50 states, as well as the District of Columbia and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Franklin’s Registration & Firm History

WA

02/11/2019 - Present

Symetra Securities, Inc. (BELLEVUE WA)

CO

12/05/2017 - 01/02/2019

ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)

CO

07/16/2014 - 09/14/2017

TRANSAMERICA CAPITAL, INC. (DENVER CO)

NJ

06/09/2014 - 07/11/2014

AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)

NY

12/11/2004 - 05/14/2014

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

CA

05/01/2001 - 12/11/2004

METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)

IL

12/18/1997 - 05/01/2001

METLIFE INVESTORS SALES COMPANY (OAKBROOK TERRACE IL)

VA

03/16/1993 - 07/21/1997

GNA SECURITIES, INC. (GLEN ALLEN VA)

WI

03/08/1991 - 02/08/1993

INVEST FINANCIAL CORPORATION (APPLETON WI)

MN

02/13/1990 - 02/14/1991

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

02/13/1990 - 02/14/1991

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 02/26/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Edward Franklin.
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