Unclaimed
James Edward Famula has been a registered representative in the financial industry since 2001. James is currently registered with Ameriprise Financial Services, LLC and has been registered with them since 2020. James is also a Registered Investment Advisor. James has been a golf instructor since 1991. James is registered in multiple states including Colorado, Florida, New Jersey, Pennsylvania and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/17/2020 - Present
Ameriprise Financial Services, LLC (West Orange NJ)
NJ
09/07/2016 - 06/19/2020
ROYAL ALLIANCE ASSOCIATES, INC. (WEST ORANGE NJ)
NJ
11/11/2010 - 08/29/2016
ALLSTATE FINANCIAL SERVICES, LLC (Bernardsville NJ)
NJ
03/04/2005 - 11/01/2010
ROYAL ALLIANCE ASSOCIATES, INC. (WEST ORANGE NJ)
NJ
08/27/2004 - 02/24/2005
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
AZ
10/04/2002 - 08/23/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NJ
05/15/2001 - 10/10/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 12/14/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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