Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Dy is a financial advisor with over 25 years of experience in the financial services industry. James is a Registered Representative and Investment Advisor Representative currently working with Private Advisor Group, LLC. James has held previous positions with Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and NYLIFE Securities Inc. James is licensed to provide financial services in several states, including New Jersey, Texas, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Nevada, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Tennessee, Vermont, Virginia, and West Virginia. James has a strong understanding of the financial markets and is committed to providing personalized financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
07/18/2024 - Present
Private Advisor Group, LLC (BEDMINSTER NJ)
NJ
09/27/2001 - 09/16/2008
LINCOLN FINANCIAL ADVISORS CORPORATION (ROCHELLE PARK NJ)
IN
09/27/2001 - 04/03/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
05/09/1997 - 10/08/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 06/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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