Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Driscoll is a financial advisor at Stonex Securities Inc. James has been a registered representative for over 15 years and has a broad range of experience in the financial services industry. James specializes in providing investment advice to individuals and families. He is a Series 7, 63, 6, 34 and 3 licensed representative. James holds a Series 99 license and is registered in the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/08/2022 - Present
Stonex Securities Inc. (Warren NJ)
AZ
07/12/2007 - 03/02/2009
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
BC
Issued 01/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2022
Series 99TO - Operations Professional Examination
BC
Issued 04/20/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2010
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 12/11/2009
Series 3 - National Commodity Futures Examination
BC
Issued 07/11/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Driscoll is the right advisor for you? Invested Better is here to help.
