Unclaimed
James Dehner is a financial advisor in Long Beach, Indiana, with over 30 years of experience in the financial services industry. James currently works with Cetera Advisor Networks LLC. Prior to that James has worked with firms like Tower Square Securities, Inc., Advantage Capital Corporation, Travelers Equities Sales, Inc., John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company. James holds Series 6, 7, 22, 24, and 63 licenses. James is registered in California, Florida, Illinois, Indiana, Michigan, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
09/03/2013 - Present
Cetera Advisor Networks LLC (LONG BEACH IN)
IN
09/30/1996 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (LONG BEACH IN)
GA
08/15/1994 - 10/02/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NA
05/20/1994 - 08/15/1994
TRAVELERS EQUITIES SALES, INC.
CA
02/18/1993 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
MA
12/06/1989 - 03/14/1991
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
12/06/1989 - 03/14/1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
CA
11/26/1981 - 07/13/1989
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 04/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/07/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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