Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Curran is a financial professional with over 15 years of experience in the industry. James currently works for David Lerner Associates, Inc., a firm that has been serving clients since 1973. James is also a registered principal with FINRA and holds the Series 27, SIE, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/12/2016 - Present
David Lerner Associates, Inc. (SYOSSET NY)
NY
01/26/2015 - 01/26/2016
MYD MARKET, INC (NEW YORK NY)
NY
06/10/2013 - 01/29/2014
M. R. BEAL & COMPANY (NEW YORK NY)
NY
07/29/2010 - 07/06/2011
COMMERZ MARKETS LLC (NEW YORK NY)
NY
05/01/2006 - 07/29/2010
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
01/01/2006 - 05/01/2006
REFCO SECURITIES, LLC (NEW YORK NY)
NY
01/03/2006 - 04/18/2006
REFCO CLEARING LLC (NEW YORK NY)
NY
06/16/2003 - 01/02/2004
WORLDCO, L.L.C. (NEW YORK NY)
BC
Issued 06/12/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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