Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Cubbon is a registered representative of Mizuho Securities USA LLC. James has been in the securities industry since June 23, 2013. James is registered with FINRA and holds Series 63, SIE, Series 52, and Series 79 licenses. James is registered to sell securities in 52 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/24/2013 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 07/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/24/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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