Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Corbett is a financial advisor with LPL Financial LLC. James has been in the industry since 1996, and holds a Series 7, Series 24, Series 63, Series 66 and Series 99TO. James is licensed in Illinois, Michigan, Minnesota, Mississippi and Wisconsin. James is also a Registered Representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
01/24/2025 - Present
LPL Financial LLC (CHICAGO IL)
IL
08/09/1996 - 12/07/2006
FOCUSED INVESTMENTS L.L.C. (CHICAGO IL)
IL
08/14/1996 - 07/31/2000
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
IL
04/03/1996 - 07/30/1996
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
BOTH
Issued 03/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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