Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Coffey is a financial professional with over 25 years of experience in the securities industry. James Coffey is currently registered with Meridian Equity Partners, Inc. in New York, NY. Prior to joining Meridian Equity Partners, Inc., James Coffey has held positions with several other firms, including James E. Coffey Securities, Inc., Lek Securities Corporation, Labranche Financial Services, LLC, James E. Coffey, Sole Proprietor, W.J. Blum & Sons, LLC, Doyle, Miles & Co., LLC, B.R. Doyle & Co., Inc., Gordon, Haskett Capital Corporation, and Dean Witter Reynolds Inc. James Coffey holds a Series 7, Series 24, Series 55, Series 57TO, Series 99TO, and Series 63 license, as well as the SIE exam. James Coffey is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/06/2014 - Present
Meridian Equity Partners, Inc. (NEW YORK NY)
NY
09/28/2006 - 06/03/2019
JAMES E. COFFEY SECURITIES, INC. (NEW YORK NY)
NY
07/12/2007 - 03/21/2014
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
11/13/2003 - 06/11/2007
LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)
NY
06/24/2005 - 10/23/2006
JAMES E. COFFEY, SOLE PROPRIETOR (NEW YORK NY)
NY
10/14/2003 - 06/27/2005
W.J. BLUM & SONS, LLC (GARDEN CITY NY)
NY
04/26/2002 - 10/15/2003
DOYLE, MILES & CO., LLC (NEW YORK NY)
NY
01/09/2001 - 04/29/2002
B.R. DOYLE & CO., INC. (NEW YORK NY)
NY
08/17/1998 - 02/08/2001
GORDON, HASKETT CAPITAL CORPORATION (NEW YORK NY)
NY
05/16/1997 - 09/03/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 10/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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NYSE American LLC
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Nasdaq Stock Market
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New York Stock Exchange
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