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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cleary has been in the financial services industry since August 9, 1991. James Cleary is currently registered with M Holdings Securities, Inc. in Littleton, Colorado. James Cleary is also a registered Investment Advisor in the state of Colorado. James Cleary has passed the Series 63, Series 6 and SIE exams. James Cleary has been registered as an investment advisor with the following firms: MULTI-FINANCIAL SECURITIES CORPORATION; MUTUAL SERVICE CORPORATION; CIGNA FINANCIAL ADVISORS,INC.. James Cleary holds the designation Chartered Financial Consultant. James Cleary has been involved with several other business activities, including LJ5 RE Partners, LLC; LJ5 Partners, LLC; Elevate USA; Bridge Financial Group, LLC; Carl Wormwood Estate; Carl Wormwood Revocable Trust. James Cleary works with individuals, high-net-worth individuals, corporations, and trusts. James Cleary provides financial planning and investment management services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/19/2010 - Present
M Holdings Securities, Inc. (LITTLETON CO)
CO
06/01/1998 - 04/02/2001
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
MA
05/31/1994 - 06/09/1998
MUTUAL SERVICE CORPORATION (BOSTON MA)
PA
05/22/1991 - 03/11/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 08/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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