Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward charles Williams is a securities professional with over 20 years of experience in the financial industry. James has held various roles at top firms including BTIG, LLC, JNK Securities Corp., Goldman, Sachs & Co. and Spear, Leeds & Kellogg, L.P. James currently works at Tourmaline Partners, LLC. James has successfully passed several industry exams including Series 7, Series 55, Series 57TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/17/2023 - Present
Tourmaline Partners, LLC (STAMFORD CT)
CA
01/04/2017 - 05/16/2023
BTIG, LLC (SAN FRANCISCO CA)
NY
06/01/2009 - 07/27/2016
BTIG, LLC (NEW YORK NY)
NA
02/11/2003 - 01/21/2009
JNK SECURITIES CORP. (LONDON )
NY
10/17/2001 - 08/05/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
03/12/1999 - 08/01/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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