Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Chaffin is an active Registered Investment Advisor (IA) and Broker-Dealer (BC) in the state of Florida. James has been in the financial services industry since March 1, 1988. James is currently associated with Raymond James Financial Services Advisors, Inc. in Lakeland, Florida. Prior to joining Raymond James, James was with SunTrust Investment Services, Inc. in Lakeland, Florida. James has passed the Series 6, 7, 22, 24, 26, 63, and 65 exams. James specializes in offering investment advisory services including financial planning, pension consulting, and portfolio management. James also provides educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
10/22/2019 - Present
Raymond James Financial Services Advisors, Inc. (LAKELAND FL)
FL
02/27/1996 - 10/21/2019
SUNTRUST INVESTMENT SERVICES, INC. (LAKELAND FL)
NE
01/30/1994 - 09/25/1995
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
MA
10/02/1991 - 01/11/1994
JMC FINANCIAL CORPORATION (BOSTON MA)
NA
01/01/1991 - 07/24/1992
INVESTORS CHOICE SECURITIES INC.
NA
11/02/1988 - 11/16/1989
FIRST ENCO SECURITIES, INC.
NA
07/29/1986 - 11/16/1989
FIRST ENCO SECURITIES, INC.
IA
Issued 09/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 12/01/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/21/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure James Chaffin is the right advisor for you? Invested Better is here to help.
