Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Carlton is a financial advisor with Vanguard Marketing Corp. James has been in the securities industry since 2009. James is licensed to sell securities in all 50 states. James's current firm is not registered as an Investment Advisor. James was previously registered as an Investment Advisor Representative with EDWARD JONES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
06/09/2011 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
01/21/2009 - 03/31/2011
EDWARD JONES (GILBERT AZ)
BOTH
Issued 01/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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