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James Edward Budd

State Street Global Advisors Funds Distributors, LLC

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About James Edward Budd

James Edward Budd is a financial professional with State Street Global Advisors Funds Distributors, LLC. James has been in the industry since January 18, 2023 and is registered with FINRA and 52 states. James holds the Series 63, 7TO, and SIE licenses.

Firm Information

James Budd is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Budd’s Registration & Firm History

NY

01/19/2023 - Present

State Street Global Advisors Funds Distributors, LLC (New York NY)

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Licenses & Designations

BC

Issued 02/16/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/19/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/06/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Edward Budd.
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