Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Brown is a registered representative with MUFG Securities Americas Inc., with over 10 years of experience in the securities industry. James is licensed in New York. James holds the Series 63, Series 79, SIE and Series 24 licenses. James was previously with BTMU Securities, Inc. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
02/11/2011 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 10/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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