Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Blaut is a financial advisor with over 25 years of experience in the industry. James Blaut is currently registered with Fidelity Brokerage Services LLC. Previously, James Blaut has worked with National Financial Services LLC, The O.N. Equity Sales Company and Fidelity Brokerage Services LLC. James Blaut holds several licenses and certifications including Series 4, 7, 8, 9, 10, 24, 53, 63, and 66. James Blaut is a securities principal and holds several licenses and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
07/11/2008 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
MA
01/31/2007 - 06/03/2008
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
KY
08/27/2004 - 12/06/2006
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
OH
01/14/2002 - 10/14/2003
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
RI
11/02/1995 - 01/10/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 11/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/13/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/19/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/18/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/15/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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